Gestures: Their Origin and Meanings
|THE THUMB UP MEANINGS:|
|(Based on 1,200 informants at 40 locations)|
What could be simpler? The answer is that it would indeed be a simple derivational explanation, if only it happened to be true. But it is not. The ancient Romans did not behave in the manner ascribed to them, and the whole story of the thumbs up 'approval' sign is based on misunderstanding and mistranslation. It is a complete distortion of the facts, and the true basis for our modern usage comes from a different source altogether. What has happened is that, having acquired our modern thumbs up and down meanings from elsewhere, we have then blatantly re-written Roman history to fit in.
There are, in reality, no ancient references to the thumbs going either up or down in the Colosseum, at the vital moment of decision. Later authors who have claimed so have simply not understood the Latin phrases. Pollice verso does not mean a down-turned thumb it simply means a turned thumb -- one that is moved in some unspecified way. No particular direction can be assumed. The posture of the thumbs of those wishing to spare the gladiator was pollice compresso -- compressed thumbs. In other words, not thumbs up, but thumbs covered up -- thumbs folded away out of sight. What the spectators did, in fact, was to extend their thumbs for a kill and hide their thumbs for an acquittal. The reason for this is not hard to find. If they wanted the victorious man to plunge in his sword, they mimed the act with their hands, their extended thumbs stabbing the air in encouragement. If they wanted to spare the defeated fighter because he proved himself valiant in battle, they did the opposite of sticking out their thumbs -- they hid them away. This made sense in an arena as vast as the Colosseum, where the kill/no-kill signals would have to he strongly contrasting to he visible at all.
If this was the true situation, then how has it come to be distorted by later writers? It is not even the case that the truth was completely forgotten. It is recorded both in the Oxford English Dictionary and in Brewer's Dictionary of Phrase and Fable. Sir James Murray compiled the volume of the O.E.D dealing with the letter 'T' between 1909 and 1915. Under the entry for phrases connected with the word 'thumb', he includes the following quotation:
Brewer's dictionary was first published in 1870 and has been reprinted many times since then. His entry is just as clear:
J. Dixon, 1896: 'To turn the thumbs up. To decide against. The Romans in the amphitheatre turned their thumbs up when a combatant was not to be spared.'
R.Y. Tyrrell, 1907: '"Thumbs down" means "spare him ...": the signal for death was "thumbs up".'
Montaigne, in his Essays of 1603 (Second Book, 26th Chapter) translates the Juvenal passage as 'When people turn their thumbs away, they popularly any slay.' This is very restrained and correct, but he makes it the basis of a comment ofhis own to the effect that a thumb-sign 'of disfavour or disgrace' is 'to lift them up and turn them outwards'. Read properly, he is still not badly distorting the original, but the phrase 'lift them up' can easily be taken to mean 'point them up', and this is undoubtedly the way many subsequent authors interpreted him.
Dryden, in his translation of Juvenal in 1693, gives the same passage as: 'Where ... with thumbs bent back, they popularly kill.' Turning away has now become bending back, and again this was taken to mean an erect thumb, even though Dryden was not specific ahout it.
Coming up to date, in Peter Green's 1967 translation, the passage becomes: '... and at the mob's thumbs-down, will butcher a loser for popularity's sake.' Now the meaning has gone the other-way, to fit in with modern usage.
So, from an ambiguous beginning the distortion has taken off, first in one direction, and then in another. The question we now have to answer is what is it that controls these directions? Are they mere whims, or are there certain pressures being exerted to pull them one way or the other? First, we must consider pressures favouring the idea that thumbs up mean something unpleasant and thumbs down something pleasant. Whatever the pressure is, it has not been a, particularly stron or successful one, and has lost out to its rival in modern times. A glance at the list of meanings for the thumbs up gestures, which we obtained from our informants in our present gesture-maps field study, reveals that 738 of them gave the 'O.K.' pleasant meaning, while only 36 gave an unpleasant meaning, namely that of an phallic insult. In the latter case the erect thumb is jerked in the air as a symbollic phallus, and the message is 'sit on this', or 'up yours'. This appears to be an old usage that has lost ground in the face of the increasingly popular O.K. meaning. If it was once better known than it is today, it could easily have led to the idea that, if an unpleasant thumb gesture was used in the Colosseum, it must have been this one.
Another clue comes from the first century A.D. writings of Pliny. In his great work, The Historie of the World, translated into English in 1601 by Philemon Holland, there is a passage in the second chapter of the 28th book, which reads: 'to bend or bow down the thumbs when we give assent unto a thing, or do favour any person, is so usuall, that it is growne into a proverbial speech, to bid a man put down his thumb in token of approbation.' There is no doubt here about the way Pliny viewed the gesture: thumbs down meant O.K. But he was not talking about what happened in the Colosseum. He was referring to ordinary, everyday life, and it is important to make that distinction.
If we now put together these two observations: thumbs up meaning an unpleasant insult, and thumbs down meaning a pleasant form of approval, it is possible to see how these usages, if known about by earlier authors, could have been grafted on, as it were, to the ambiguous statements about what the spectators' thumbs were doing at the gladiatorial combats. This can explain how one kind of distortion developed, but what of the other - the one leading in the opposite direction, to the popular usage of modern times?
To understand this other distortion we have to consider the basic nature of 'up' gestures and 'down' gestures. If we are feeling 'up in the air' we are feeling good, and if we are feeling 'down in the dumps' we are feeling bad. There is something inherently optimistic, positive and dominant about upward movements, and something essentially pessimistic, negative and subordinate about downward movemeets. This dichotomy pervades the whole of our language and our thinking, and it is obviously going to have an impact on our gestural repertoire as well. So, whatever other, more specific, influences may be at work, there is also going to be a generalized pressure tending to favour a thumbs up gesture as meaning something pleasant and a thumbs down gesture as something unpleasant. We feel that it is this basic innfluence that has finally favoured the modern interpretation of the thumbs up and down gestures.
There is some evidence that this is not exclusively modern. John Bulwer in his Chirologia of 1644, has this to say about ordinary thumb postures: 'To hold up the thumbe, is the gesture ... of one shewing his assent or approbation. To hold up both thumbs, is an expression importing a transcendency of praise.' He quotes classical authors to support him in this view, which contradicts the statements made by Pliny. There is no way we can see to reconcile these two views and it looks as though there must have been an early conflict of thumb signals which was eventually resolved by the rise to dominance of the 'up = good' version.
Two other derivational clues exist to help explain the 'thumbs up = good' equation. There is a old English saying 'Here's my thumb on it!' which was used to seal a bargain. The two people involved each wetted a thumb and then extended it, held upwards, until the two raised thumbs came into contact with one another. It is easy to see how this custom could lead to, or support the idea of holding out a raised thumb as a sign of friendly agreement or approval. Another supportive clue comes from Gerard Brault's study of French Gestures, where he says that admiration is expressed when 'the thumb of the right hand is held erect and pushed forward, as if pushing in a thumbtack . The thumbs up gesture here signifies "first class", for the French number one with the thumb.'
Summing up, it would be an understatement to say that the origins of the thumbs up gesture are not as simple as most peopic seem to believe. The whole 'Roman arena' explanation that is so often given, appears to be largely irrelevant. The evidence as to exactly what was happening in ordinary, daily life in ancient times is still not clear and the information is contradictory. But the present--day situation is obvious enough. Everywhere the O.K. message of the thumbs up gesture has come to dominate the scene, as the gesture map reveals.
It would seem that the O.K. gesture is likely to have enjoyed its major growth in the north of Europe and then to have rapitily invaded the south. Many Italians were surprised to learn that nor-therners thought of the gesture as having sprung originally from Rome. To them it was a 'new thing' imported by the American G.I.s during the war. At every location we visited on mainland Italy, at least one person identified it as 'The American O.K.', helping to drive yet another nail into the 'Roman Arena' explanation.
Finally, it is perhaps worth recording in this case the wide variety of 'O.K.' messages we were given by informants. They reveal the generic nature of the gesture, encompassing many subtly differing specific signals. Answers given included the following:
All right, A.O.K., !arriba! (Spain), bang on, champion (France), everything's fine, everything's fixed, excellent, first class, fixe (Por-tugal), good luck, great, great stuff, I agree, I made it, it's a winner, it's in the bag, kalo (Greece), O.K., ready to go, realy good, right on, solid, Spitze (Austria), spot on, success, superb, tops, va bene (Italy), very good, victory, you are right, you've done well.
This is almost exactly the same range of meanings as we found with the O.K. ring gesture, and the two can be used almost interchangeably. They are also of about equal popularity (700 for the O.K. ring and 738 for the O.K. thumbs up) and have the same widely scattered range. The major difference between them is that the O.K. ring is the more popular in Italy, and the O.K. thumbs up the more popular in France.
The distribution of the minor meanings of the thumbs up are of little interest. They are so scattered that few zonal concentrations show up, and we have not felt it worthwhile to map them. The 40 informants who interpreted the gesture as meaning 'one', ranged from Holland to Turkey. Only in Tunisia was this meaning at all popular (14 out of 30 informants). The 30 informants who saw it as a hitch-hiking signal (often called by the name 'autostop') were scattered right across the map, but there were never more than 4 at any one site. The 14 who interpreted it as a directional sign -- a thumb point -- were confined to southern regions, where this kind of guide-sign is slightly less surly in its ordinary use.
It is not safe to use the 'thumbing-a-lift' gesture in either Sardinia
or Greece. The message transmitted to the passing drivers by the hopeful
figures at the roadside is not 'please help us', but 'get stuffed', and
does not encouriage drivers to stop, except to pick a fight. Our figures
show that, although both the insult meaning und the O.K. meaning are present
in these countries,in southern Sardinia and northern Greece the obscene
insult is dominant. Furthermore, with the addition of the upward jerking
movement, shared by both the insult and the true hitch-hiking gestures,
but absent from the O.K. version, far more people in those countries would
see the action in its obscene role, and the hitch-hiking tourist would
do well to imitate the local hitch-hikers, and adopt the loosely waved,
flat hand gesture we observed at Sardinian and Greek roadsides.